Broadridge Financial Solutions (BR) Risk Factor Changes

We may incur significant charges or losses in the future associated with our portfolio of intangible assets, including goodwill and digital assets.

As of June 30, 2026, we had $3,254.6 million in aggregate carrying amount of total debt.

We rely upon the United States Postal Service (“USPS”), Canada Post, other government-sponsored postal services globally, and third-party carriers, such as the United Parcel Service, for timely delivery of communicati…

We rely on government-sponsored postal services and third-party carriers to deliver communications and changes in our relationships with these carriers or an increase in postal rates or shipping costs may adversely im…

Certain of our businesses rely on a single or a limited number of service providers or vendors.

Our business process outsourcing, fund processing, registered fund distribution, and transfer agency solutions as well as the entities providing those services are subject to regulatory oversight.

We process and transfer sensitive data, including personal information, valuable intellectual property and other proprietary or confidential data provided to us by our clients, which include financial institutions, pu…

In fiscal year 2026, our largest client accounted for approximately 7% of our consolidated revenues.

We provide technology solutions to financial services firms that are generally subject to extensive regulation globally.

In addition, we run the risk of disintermediation due to emerging technologies, fintech start-ups and new market entrants.

Additionally, we hold digital assets, a relatively new and evolving asset class and technological innovation.

In addition, we run the risk of disintermediation due to emerging technologies, fintech start-ups and new market entrants.

client’s demand for our services, or a change in the method of delivery of our services, then in addition to losing the revenue from that client, we could be required to write-off all or a portion of the related clien…

The regulatory framework governing tokenized securities and other digital assets continues to evolve in the U.S.