Caterpillar (CAT) Financial History
Review Caterpillar annual and quarterly financial results, key ratios, insider transactions and SEC filing history in one chronological view. Data available from FY2007 through FY2025.
Financials
19 fiscal years, FY2007 to FY2025
Insider trades
666 trades
Risk factor changes
6 changes in the latest 10-K
Filings
Annual and quarterly reports
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Caterpillar Financial Statements
History since FY2007. Annual, in US dollars. Source: 10-K XBRL data.
Caterpillar Revenue and Growth
Compare reported revenue and year-over-year revenue growth across available fiscal years.
Caterpillar Income Statements
Review revenue, gross profit, operating income, net income and earnings per share.
Caterpillar Balance Sheets
Review reported debt and book-value-based ratios where company data is available.
Caterpillar Cash Flow Statements
Compare reported free cash flow across the available fiscal history.
Caterpillar Financial Ratios
Compare net margin, price-to-earnings and price-to-book ratios by fiscal year.
| Fiscal year | FY2007 🔒 | FY2008 🔒 | FY2009 🔒 | FY2010 🔒 | FY2011 🔒 | FY2012 🔒 | FY2013 🔒 | FY2014 🔒 | FY2015 🔒 | FY2016 🔒 | FY2017 🔒 | FY2018 🔒 | FY2019 🔒 | FY2020 🔒 | FY2021 | FY2022 | FY20233 new risk factorsInsiders net sold $32.8M | FY2024 | FY20250 new risk factorsInsiders net sold $60.9M |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $51.0B | $59.4B | $67.1B | $64.8B | $67.6B |
| Revenue growth | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | — | +16.6% | +12.8% | -3.4% | +4.3% |
| Gross profit | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $15.5B | $18.1B | $24.3B | $24.6B | $22.8B |
| Operating income | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $6.9B | $7.9B | $13.0B | $13.1B | $11.2B |
| Net income | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $6.5B | $6.7B | $10.3B | $10.8B | $8.9B |
| Debt | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $31.4B | $31.7B | $29.1B | $31.7B | $36.2B |
| Free cash flow | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $6.1B | $6.5B | $11.3B | $10.0B | $8.9B |
| Net margin | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | 12.7% | 11.3% | 15.4% | 16.6% | 13.1% |
| EPS (diluted) | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $11.83 | $12.64 | $20.12 | $22.05 | $18.81 |
| P/E ratio | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | 17.5× | 18.9× | 14.7× | 16.5× | 30.4× |
| P/B ratio | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | — | — | — | — | — |
Daily closing prices, aggregated by calendar year.
| Year | 2000 🔒 | 2001 🔒 | 2002 🔒 | 2003 🔒 | 2004 🔒 | 2005 🔒 | 2006 🔒 | 2007 🔒 | 2008 🔒 | 2009 🔒 | 2010 🔒 | 2011 🔒 | 2012 🔒 | 2013 🔒 | 2014 🔒 | 2015 🔒 | 2016 🔒 | 2017 🔒 | 2018 🔒 | 2019 🔒 | 2020 🔒 | 2021 🔒 | 2022 | 2023 | 2024 | 2025 | 2026 (YTD) |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Open | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $207.27 | $240.71 | $293.89 | $366.26 | $576.49 |
| Close | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $239.50 | $295.81 | $362.95 | $572.70 | $553.63 |
| High | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $245.02 | $299.13 | $418.36 | $627.50 | $1073.46 |
| Low | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | $160.63 | $204.07 | $276.93 | $267.30 | $540.21 |
| Annual return | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | ••••• | +15.9% | +23.5% | +22.7% | +57.8% | -3.3% |
Caterpillar Insider Transactions
From Form 4 filings. Showing the latest 5 of 666 trades.
| Traded | Filed | Insider | Type | Shares | Value | % of holdings |
|---|---|---|---|---|---|---|
| 2026-11-02 | 2026-11-03 | James Fish Jr. Director | Bought | 1,000 | $620K at ~$620 | +27% |
| 2026-10-26 | 2026-10-27 | Kyle Joseph Epley CFO | Grant or award (2 trades) | 21 | $15K | — |
| 2026-10-26 | 2026-10-27 | Joseph Creed CEO | Grant or award | 23 | $16K | — |
| 2026-10-26 | 2026-10-27 | Jason Kaiser Group President | Grant or award | 13 | $8,998 | — |
| 2026-09-30 | 2026-10-01 | Lynn Good Director | Grant or award | 30 | $25K | — |
Caterpillar Risk Factor Changes
Latest 10-K compared with the year before. 6 changes found.
We maintain a number of credit facilities to support general corporate purposes (facilities) and have issued debt securities to manage liquidity and fund operations (debt securities).
We are a significant user of steel and many other commodities required for the manufacture of our products.
The following is a cautionary discussion of risks, uncertainties and assumptions that we believe are material to our business.
not to exceed a certain leverage ratio (consolidated debt to consolidated net worth, calculated (1) on a monthly basis as the average of the leverage ratios determined on the last day of each of the six preceding cale…
condition if we are unable to fully offset the effect of these increased costs through price increases, productivity improvements, cost reduction programs or hedging programs.
statements.
Caterpillar SEC Filings
Latest annual and quarterly reports, current reports, proxy statements and ownership filings.
| Form | Filed | Description | Document |
|---|---|---|---|
| Quarterly report (10-Q) | 2026-11-04 | Quarter ended Sep 30, 2026 | View document |
| Current report (8-K) | 2026-10-29 | Quarterly results, Company update | View document |
| Current report (8-K) | 2026-10-15 | Executive change, Other news | View document |
| Current report (8-K) | 2026-09-01 | Form 8-k | View document |
| Quarterly report (10-Q) | 2026-08-05 | — | View document |
Caterpillar financial metrics by year
Caterpillar in the S&P 500 rankings
- #57 by revenue as of FY2025
- #43 by net income as of FY2025
- #33 by operating income as of FY2025
- #44 by free cash flow as of FY2025
- #41 by diluted earnings per share as of FY2025
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